Start the SAP process on your own, now. You do not need an employer to see a SAP. Under 49 CFR § 40.311(f), when you have no current employer the SAP sends the reports directly to you, and later to your new employer. An employer, or your own business as an owner-operator, orders the return-to-duty test at the end.
49 CFR § 40.311(f) — SAP reports when you have no employer
As a SAP, you must also provide these written reports directly to the employee if the employee has no current employer and to the gaining DOT regulated employer in the event the employee obtains another transportation industry safety-sensitive position.
If you run your own authority, you are your own employer. FMCSA requires you to designate a C/TPA to handle your Clearinghouse reporting (§ 382.705(b)(6)), and a C/TPA can order return-to-duty and follow-up tests for an owner-operator (§ 40.355(h)). Assurity can be that C/TPA and run your testing.
You do not have to finish every follow-up test before someone hires you. Once the Clearinghouse shows you completed the SAP process and passed the return-to-duty test, an employer can put you back to work while the follow-up tests continue (§ 382.701(d)(2)).
Once you are prohibited in the Clearinghouse, your state must downgrade your CDL within 60 days of being notified (§ 383.73(q)). Starting the SAP process early is the fastest way back. See the full process.
Your observed return-to-duty test plus six observed follow-up tests, scheduled and tracked for you. Owner-operators: we act as your C/TPA. Buy online.
See what's included →Yes. 49 CFR § 40.311(f) requires the SAP to send the reports directly to the employee if the employee has no current employer, and to the new employer once the employee is hired into another safety-sensitive position.
An employer does, under 49 CFR § 40.305(a). That can be a new employer, or your own business if you are an owner-operator, through your C/TPA (§ 40.355(h)).
Yes. Employers must run a full Clearinghouse query with your consent before you perform safety-sensitive work (49 CFR §§ 382.701(a), 382.703). If you refuse consent, the employer cannot let you drive (§ 382.703(c)).
They must give you a list of SAPs with names, addresses and phone numbers, and cannot charge you for it. 49 CFR § 40.287 applies to applicants and new employees as well as current employees.
No. Under 49 CFR § 40.307(e), the follow-up plan follows you, and your new employer is responsible for making sure you finish the remaining tests.
Regulatory text on this page was verified against the current eCFR on September 30, 2026. This is general compliance information, not legal advice. Questions? Call (888) 869-0898.